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Financial management advisor
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#	Item
511	John Thomas Capital Management Group LLC, d/b/a Patriot28 LLC, et al. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-05 12:41:09 76th United States Congress Financial services Institutional investors Hedge fund Investment Advisers Act Financial adviser Registered Investment Advisor Investment Company Act Investment banking Financial economics Investment Finance
512	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. INVESTMENT ADVISERS ACT OF 1940 Rel. No[removed]November 21, 2008 INVESTMENT COMPANY ACT OF 1940 Rel. No[removed]November 21, 2008 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-11-21 16:47:39 Investment Invoice Accounts payable Financial adviser Investment Advisers Act Registered Investment Advisor Management fee Cheque Business Finance Financial economics
513	The Alabama Securities Commission The Kentucky Department of Financial Institutions The Mississippi Secretary of State’s Office The South Carolina Office of the Attorney General In the matter of Add to Reading List Source URL: www.asc.state.al.us Language: English - Date: 2010-09-30 14:36:11 Financial services Institutional investors Morgan Keegan & Company Regions Morgan Keegan Trust Mutual fund Security Registered Investment Advisor Investment management Jim Kelsoe Financial economics Regions Financial Corporation Investment
514	Request for Expressions of Interest African Development Bank Public Financial Management Specialist/Technical Advisor (Individual Consultant) The African Development Bank Group (AfDB or the Bank) is a multilateral Bank Add to Reading List Source URL: www.afdb.org Language: English African Development Bank Ministry of Finance Finance minister Finance International economics Economics Multilateral development banks Public Financial Management Public finance
515	Regulation of Investment Advice, Investment Marketing and Investment Portfolio Management Law, [removed] Add to Reading List Source URL: www.isa.gov.il Language: English - Date: 2013-12-09 09:52:35 Mutual fund Israel Securities Authority Registered Investment Advisor Financial economics Investment Financial adviser
516	Family Wealth. More than an office. Family Wealth Services Add to Reading List Source URL: www.merceradvisors.com Language: English - Date: 2013-08-06 17:09:41 Finance Stock market Wealth management Financial adviser Registered Investment Advisor Multi family office Financial planner Financial services Financial economics Business
517	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. INVESTMENT ADVISERS ACT OF 1940 Release No[removed]May 2, 2014 Admin. Proc. File No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-02 12:50:11 76th United States Congress Financial services Primary dealers Investment Advisers Act Registered Investment Advisor Financial adviser Hedge fund Investment management Montford Financial economics Investment Finance
518	[removed] STATE OF RHODE ISLAND OFFICE OF THE GENERAL TREASURER 00 STATE OF RHODE ISLAND Add to Reading List Source URL: www.treasury.ri.gov Language: English - Date: 2014-07-16 13:48:48 Master limited partnership Financial adviser Collective investment scheme Investment management Investment banking Registered Investment Advisor Exchange-traded fund Mutual fund Private equity Financial economics Investment Finance
519	Investment Company Act Notice: HighMark Capital Management, Inc., et al. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-04-27 11:52:40 Funds Financial markets Money market fund Subprime mortgage crisis Security Bond Money market Registered Investment Advisor Repurchase agreement Financial economics Investment Finance
520	[removed]ERSRI Public Midstream Infrastructure RFP Add to Reading List Source URL: www.treasury.ri.gov Language: English - Date: 2014-07-16 12:38:19 Investment Corporate finance Legal entities Types of business entity Master limited partnership Request for proposal Proposal Registered Investment Advisor Investment management Business Financial economics Sales

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